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Office of the Corporate Secretary FINRA

    https://www.finra.org/sites/default/files/2019-06/19-12_Dimensional_Comment.pdf
    Office of the Corporate Secretary . FINRA . 1735 K Street, NW . Washington, DC 20006-1506 . Re: FINRA Request for Comment on a Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination (FINRA Regulatory Notice 19-12) Dear Ms. Asquith:

Office of the Corporate Secretary FINRA

    https://www.finra.org/sites/default/files/NoticeComment/FINRA_Pennying_final-a%20%5BMike%20Nicholas%20-%20Bond%20Dealers%20of%20America%5D.pdf
    Office of the Corporate Secretary FINRA 1735 K St NW Washington DC 20006-1506 Dear Ms. Mitchell, The Bond Dealers of America is pleased to comment on FINRA Notice 20-29, “FINRA Requests Comment on the Practice of Pennying in the orporate ond Market” (the “Notice”). BDA is …

The Office of the Corporate Secretary FINRA

    https://www.finra.org/sites/default/files/notice_comment_file_ref/17-41_STA_comment.pdf
    The Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: FINRA Retrospective Rule Review on the Effectiveness and Efficiency of Its Payment for Market Making Rule; Regulatory Notice 17-41 Dear Ms. Mitchell: The Security Traders Association, (“STA”)1 welcomes the opportunity to offer

Office of Corporate Secretary, FINRA

    https://www.finra.org/sites/default/files/18-08_Fortune-Financial_comment.pdf
    Member FINRA • SIPC April, 24, 2018 Ms. Jennifer Piorko Mitchell Office of Corporate Secretary, FINRA 1735 K Street, NW Washington, DC 20006‐1506 Dear Ms. Mitchell and members of the FINRA Office of General Council, I am writing this letter to express my full support for Regulatory Notice 18‐08. ...

Office of the Corporate Secretary FINRA 1735 K Street, NW

    https://www.finra.org/sites/default/files/2019-06/19-12_Vanguard_Comment.pdf
    Office of the Corporate Secretary . FINRA . 1735 K Street, NW . Washington, DC 20006-1506 . Re: Regulatory Notice 19-12; Request for Comment on a Proposed Pilot Program Related to Corporate Bond Block Trade Dissemination. Dear Ms. Asquith: Vanguard. 1 appreciates the opportunity to provide our comments to the Financial Industry

Office of the Corporate Secretary FINRA 1735 K Street, NW

    https://www.finra.org/sites/default/files/2019-10/19-27_WellsFargoCompany_comment.pdf
    Via E-mail: [email protected]. Ms. Jennifer Piorko Mitchell . Office of the Corporate Secretary . FINRA . 1735 K Street, NW . Washington, DC 20006-1506 . RE: Regulatory Notice 19- 27: Retrospective Rule Review - FINRA Requests Comment on Rules and Issues Relating to Senior Investors . …

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