Looking for information about SEC DIVISIONAL HEADQUARTERS? Follow the links below to find all the information you are interested in. Addresses, telephones, emails, working hours and other useful information.
SEC.gov Contact the SEC
- https://www.sec.gov/contact-information/sec-directory
- Apr 17, 2017 · [email protected]. Division of Enforcement Melissa R. Hodgman, Acting Director (202) 551-4500. Division of Examinations Peter Driscoll, Director (202) 551-6200 Contact. Division of Investment Management Sarah G. ten Siethoff, Acting Director (202) 551-6720 Contact. Division of Trading and Markets David Saltiel, Acting Director (202) 551-5500 Contact. SEC Offices. EDGAR …
SEC.gov SEC Divisions Homepages
- https://www.sec.gov/divisions.shtml
- Jul 06, 2021 · Office of Public Affairs. Office of the Secretary. Office of the Strategic Hub for Innovation and Financial Technology (FinHub) Office of Support Operations. Regional Offices. SEC Organization Chart ( text version also available) For detailed descriptions of SEC offices and divisions, please read What We Do. Modified: July 6, 2021.
SEC.gov SEC Regional Offices
- https://www.sec.gov/page/sec-regional-offices
- Aug 11, 2016 · SEC Regional Offices. Atlanta Regional Office. 950 East Paces Ferry Rd NE, Suite 900. Atlanta, GA 30326. 404-842-7600. Boston Regional Office. 33 Arch Street, 24th Floor. Boston, MA …
SEC.gov SEC Division and Office Directors
- https://www.sec.gov/page/directors-biographies
- Jan 21, 2021 · SEC Division and Office Directors. David Bottom. Office of Information Technology. Vance Cathell. Office of Acquisitions. Vanessa Countryman. Office of the Secretary. Peter Driscoll. Division of Examinations.
The Enforcement Division: A History (Role of the Regional ...
- http://www.sechistorical.org/museum/galleries/enf/enf02a_regional-offices.php
- Enforcement actions continued at a busy pace throughout the 1930s; by 1939 the SEC had an “enforcement staff” in its Washington headquarters, and reported that as of July 1, 1939, it had over 700 legal cases or investigations pending, most in areas still familiar today such as stock manipulation and accounting fraud.
SEC.gov Statement on the Renaming of the Office of ...
- https://www.sec.gov/news/public-statement/joint-statement-division-examinations
- Dec 17, 2020 · Over the last 25 years, the Division has developed a strong, centralized National Examination Program, with staff located across its Washington D.C. headquarters and all 11 SEC regional offices. The Division is primarily responsible for conducting risk-based examinations of entities registered with the SEC, including, among others:
SEC.gov Division of Corporation Finance
- https://www.sec.gov/page/corpfin-section-landing
- About the Division ». In support of the Commission’s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation, the Division of Corporation Finance seeks to ensure that investors are provided with material information in order to make informed investment decisions, both when a company ...
SEC Office Staff Directory
- https://www.secsports.com/article/11285694/sec-office-staff-directory
- 47 rows · Southeastern Conference. 2201 Richard Arrington Jr. Blvd. North. Birmingham, AL 35203 …
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