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Chief Compliance Officer: What CCOs Do (and Why Your ...

    https://digitalguardian.com/blog/chief-compliance-officer-what-ccos-do-and-why-your-company-should-have-one
    Sep 10, 2018 · The CCO should come up with corporate policies and procedures needed by the company for compliance. The CCO will then need to communicate these policies and train employees. The CCO should be able to attest to the company's and employees' compliance with these procedures and policies. The CCO should also monitor compliance. They measure and evaluate the level of compliance across the entire organization. The CCO …Estimated Reading Time: 6 mins

The Practice The Chief Compliance Officer

    https://thepractice.law.harvard.edu/article/the-chief-compliance-officer/
    Historically, in large publicly traded corporations, the compliance and ethics function was overseen by the chief legal officer (CLO) of the company (which could be the CLO or the GC). Often, the compliance function reported to the GC, and sometimes the GC simultaneously served in the CCO role. And this often remains true today.Estimated Reading Time: 10 mins

Chief Compliance Officer (CCO)

    https://chief-compliance-officer.org/
    The Chief Compliance Officer, one of the most important members of the management team, is primarily responsible for overseeing compliance within an organization, and ensuring compliance with laws, regulatory requirements, policies, and procedures. As the compliance leader and subject matter expert, the CCO is responsible for establishing standards and implementing procedures to ensure that the …

Chief Compliance Officers and GRC: The CCO’s Oversight ...

    https://cential.co/chief-compliance-officers-and-grc-the-ccos-oversight-role-and-the-need-for-a-cco-grc-vision/
    Jun 12, 2018 · The Chief Compliance Officer’s (CCO) roles and responsibilities at organizations are broad and far reaching. These responsibilities require the CCO to both drive a culture of ethics and compliance, and monitor ethics and compliance activities across the organization.

Importance of a Corporate Compliance Officer

    https://www.powerdms.com/policy-learning-center/importance-of-a-corporate-compliance-officer
    Dec 29, 2020 · According to a 2016 study by Deloitte, only 33% of companies have a designated Chief Compliance Officer as a standalone position, and 21% don’t have one at all.Not surprisingly, the smaller the organization, the less likely to have someone in this designated role. But when a company invests in a designated Corporate Compliance Officer position, it establishes the importance of the role.

Chief Compliance Officer Job Description: Roles and ...

    https://corporatecompliancehq.org/chief-compliance-officer-job-description/
    The chief compliance officer oversees all corporate compliance activities in the organization. In doing so, they prevent their employer from facing legal charges, hefty monetary damages, and embarrassment for failing to follow the law. In almost every organization, the chief compliance officer reports directly to the chief executive officer.

The CCO and ESG - KPMG

    https://advisory.kpmg.us/blog/2021/cco-esg.html
    The KPMG 2021 CCO Survey found that more than 50 percent of respondents identified the compliance department as having a role in the coordination and oversight of ESG employees. These roles and responsibilities frequently included the establishment of ESG-related policies and procedures (51 percent), the incorporation of ESG risks into overall compliance risk assessments (48 percent), and monitoring of ESG …

What is the CCO’s Role in Strengthening the Organization’s ...

    https://www.corporatecomplianceinsights.com/cco-role-culture-ethics/
    Oct 02, 2019 · The duty most often falls to the CCO, meaning the CCO and the entire compliance function need to be able to coordinate the various inputs and support mechanisms that guide employee behavior. Ultimately, the CCO is responsible for anything relating to the code of conduct and employees’ compliance with that code.Estimated Reading Time: 5 mins

Corporate Compliance Programs: Everything You Need to Know

    https://www.ganintegrity.com/blog/corporate-compliance-program/
    Aug 11, 2020 · Compliance officers need a way to identify those performance gaps (measurement), and then plan what should happen next to address those gaps, if anything at all (documentation). Fundamentally, the Justice Department, other regulators, business partners, consumers, shareholders — they don’t dwell on the structure of the compliance program.Estimated Reading Time: 9 mins

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